Securities Business and Regulations

K&A’s Capital Markets team has an unparallel understanding of securities regulations and business in the Kingdom of Saudi Arabia

Our team of lawyers has extensive experience in providing services to local and international companies wishing to conduct securities business in the Kingdom of Saudi Arabia, whether that business is to deal in securities (brokerage), arrange securities transactions, hold custody of securities, managing securities, and advising on securities.

We regularly advise investment banks and capital market institutions with their conduct of business, including preparation of advertisements that relate to securities, outsourcing arrangements, periodic reporting, maintenance of client records, fiduciary duties owed to clients, conflict of interests, risk assessment, securities investigations and general compliance with the regulations issued by the Capital Market Authority (CMA).

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Securities Business and Regulations

K&A’s Capital Markets team has an unparallel understanding of securities regulations and business in the Kingdom of Saudi Arabia

Our team of lawyers has extensive experience in providing services to local and international companies wishing to conduct securities business in the Kingdom of Saudi Arabia, whether that business is to deal in securities (brokerage), arrange securities transactions, hold custody of securities, managing securities, and advising on securities.

We regularly advise investment banks and capital market institutions with their conduct of business, including preparation of advertisements that relate to securities, outsourcing arrangements, periodic reporting, maintenance of client records, fiduciary duties owed to clients, conflict of interests, risk assessment, securities investigations and general compliance with the regulations issued by the Capital Market Authority (CMA).

sub-practices

No items found.

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